BAF-3272B SIE Exam Preparation
The SIE Exam Preparation Course is designed to provide all the necessary tools to help students prepare, practice, and perform on the FINRA Securities Industry Essentials (SIE) Exam. The Securities Industry Essentials (SIE) Exam is a FINRA exam for prospective securities industry professionals. Students completing the course will obtain the knowledge of basic securities industry information including concepts fundamental to working in the industry, such as types of products and their risks; the structure of the securities industry markets, regulatory agencies and their functions; and prohibited practices. After completing the course, students can schedule to take the exam by visiting the FINRA website.